The Guide to Compliance - Edition 1

The Guide to Compliance is the first volume to tackle the compliance side of the enforcement equation in a systematic way. It combines a tour d’horizon of the rules in place around the world with specific practical advice for corporations and their counsel, and scan of the horizon in parts two and three. It is part of the GIR technical library that has grown out of the Practitioner’s Guide to Global Investigations and now includes guides to, among other things, monitorships and sanctions.

Contents:

Introduction
Johanna Walsh, Alejandra Montenegro Almonte and Alison Pople QC

Part I: Global Compliance Requirements and Enforcement

• UK Compliance Requirements
  Niki Stephens, Alison Geary, Min Weaving and Elizabeth Hope Mishcon De Reya
• UK Compliance Enforcement
  Alison Pople QC and Kathryn Arnot Drummond
• US Compliance Requirements
  Alejandra Montenegro Almonte, Ann K Sultan and FeiFei (Andrea) Ren
• US Compliance Enforcement
  Kara Brockmeyer, Ivona Josipovic, Andreas A Glimenakis and Berk Guler
• Asia-Pacific Compliance Requirements
  Kyle Wombolt, Pamela Kiesselbach, Valerie Tao and Antony Crockett
• Asia-Pacific Compliance Enforcement
  Mini vandePol, Christine Cuthbert, Gerald Lam, Andrea Kan and Yuki Yung
• Latin America Compliance Requirements
  Daniel S Kahn
• Latin America Compliance Enforcement: Argentina, Brazil and Mexico
  Maximiliano D'Auro, Rodrigo Allende, Eloy Rizzo, André Luis Leme, Victoria Teles Manhães Barreto Arcos, Carlos Chávez and Marianela Romero

Part II: Compliance Issues in Practice

• Navigating Global Compliance Issues
  Ali Sallaway, Zara Merali, Daniel Travers and Xin Liu
• Compliance Issues in Corporate Transactions
  Georgie Farrant, Gareth Austin, Michelle Rae Heisner and Andrew Martin
• The Role of Audit and Monitoring in Compliance
  Sara Shaner, Shelly Mady and Jean-Michel Ferat

Part III: Emerging Compliance Fields

• Compliance Issues in Cryptocurrency
  Kayvan B Sadeghi and Lawrence W McMahon
• Compliance Issues in Environmental, Social and Governance Matters
  Matthew Ewens, Charlotte Wilson and Christopher Gribbin
• Understanding and Shaping Organisational Culture to Disrupt the Cycle of Misconduct
  Zachary Coseglia, Amanda Raad, Caitlin Handron, Leah Dowd, Jeffrey Irwin and Karina Thomas