The Guide to Corporate Compliance - 3rd Edition

Published by Latin Lawyer and LACCA, edited by Andrew M Levine, a litigation partner at Debevoise & Plimpton LLP, with associate editors Reynaldo Manzanarez Radilla, a corporate attorney and compliance professional, Valeria Plastino, vice president, general counsel and regional compliance offi cer at Lumen Technologies, and Fabio Selhorst, senior vice president of corporate affairs at Hapvida, The Guide to Corporate Compliance is designed to assist key corporate decision-makers and their advisers in the effective handling of their compliance obligations in Latin America.

This guide delivers specialist insight to our readers – general counsel, compliance offi cers, government agencies and private practitioners – who must navigate the region’s complex, fastchanging framework of rules and regulations.

In preparing this guide, we have been working with practitioners from a variety of disciplines and geographies, who have contributed a wealth of knowledge and experience. We are grateful for their cooperation and insight.

Introduction
Andrew M Levine

Part 1: Setting the Scene

• The Evolution of Compliance: How Did We Get Here?
  Peter Spivack and Isabel Costa Carvalho
  Hogan Lovells
  
• Latin America’s Compliance Climate Today
  Jocelyn E Strauber and Mayra Suárez
  Skadden, Arps, Slate, Meagher & Flom LLP

Part 2: Building an Effective Compliance Programme

• The Profile of a Successful Compliance Department
  Reynaldo Manzanarez Radilla
  Incode Technologies Inc
• Developing a Robust Compliance Programme in Latin America
  Brendan P Cullen and Anthony J Lewis
  Sullivan & Cromwell LLP
• The Board’s Role in Compliance
  Andrew Jánszky
  Andrew Jánszky
• Best Practices for Conducting Compliance Risk Assessments
  Daniel S Kahn, Tatiana R Martins and Jordan Leigh Smith
  Davis Polk & Wardwell LLP
  
• Building Effective Internal Communication Channels and
  Adapting Employee Compliance Training
  María González Calvet, Krystal Vazquez and Baldemar Gonzalez
  Ropes & Gray
• Third-Party Due Diligence: Expanding a Compliance Programme to Suppliers and Clients
  Palmina M Fava, Zachary Terwilliger and Natalie Cardenas
  Von Wobeser y Sierra, SC
• How to Conduct Internal Investigations of Alleged Wrongdoing
  Adrián Magallanes Pérez and Diego Sierra Laris
  Von Wobeser y Sierra, SC
  
• Embracing Technology
  Matt Galvin Jaime Muñoz and Dheeraj Thimmaiah
  Anheuser-Busch InBev
  

Part 3: Compliance as a Business Advantage

• Selling Integrity
  Maria Ximena Garcia Roche and Jussara Rocha Tibério
  Camargo Corrêa Infra
  
• Assessing and Mitigating Compliance Risks in the Transactional Context
  Andrew M Levine and Erich O Grosz
  Debevoise & Plimpton LLP
  
• The Advantages of a Robust Compliance Programme in the Event of an External Investigation
  Shin Jae Kim, Renata Muzzi Gomes de Almeida, Giovanni Paolo Falcetta, Karla Lini Maeji, Fabio Rawet Heilberg, Brunna Padovan Ortega de Almeida and Laís Neme Cury Augusto Rezende
  TozziniFreire Advogados

Part 4: Legislative and Regulatory Pressure Points

• Anti-Money Laundering and Counter-Terrorist Financing in Latin America
  Rafael Collado González, Lucía Álvarez Galvez, Josefa Zamorano Quiroga
  and Camilo León Millones
  FerradaNehme
• Navigating Competition Rules
  Lorena Pavic, José Pardo, Benjamín Torres and Raimundo Gálvez
  Carey y Cía
• Demonstrating Compliance with Data Privacy Legislation
  Devika Kornbacher, Palmina M Fava, Gabriel Silva and Chris James
  Vinson & Elkins LLP
  
• Reducing Cyber and Data Risk through Incident Readiness and a Culture of Compliance
  Antonio Gesteira, Jordan Rae Kelly and Adriana Prado
  FTI Consulting
• Understanding and Mitigating US Sanctions Risks in Latin America
  Ryan Fayhee, Diego Durán de la Vega, Tyler Grove and Anna Hamati
  Hughes Hubbard & Reed LLP
  

Part 5: Staying Compliant in Higher-Risk Industries

• Working with the Public Sector: How to Say ‘No’ to Bribery
  Anna Carolina Malta Spilborghs and José Guilherme Berman
  Barbosa Müssnich Aragão
  
• Risk Management in the Financial Services Industry in Argentina and the Changes Being Adopted
  Maximiliano D’Auro and Gustavo Papeschi
  Beccar Varela

Part 6: Trends to Watch

• The Creep of Legislation Targeting Private Corruption
  Ben O’Neil and Elissa N Baur
  McGuireWoods LLP
  
• External Compliance Monitorships
  Erica Sellin Sarubbi and Tomás Fezas Vital Mesquita
  Maeda, Ayres & Sarubbi Advogados
  
• Compliance as a Foundation for ESG Oversight
  Juliana Gomes Ramalho Monteiro, Thiago Jabor Pinheiro and Marcel Alberge Ribas
  Mattos Filho, Veiga Filho, Marrey Jr e Quiroga Advogados
• ESG in Latin America and the Rise of the Social Pillar
  Ruti Smithline, Hayley Ichilcik, James M Koukios, Stephanie Pong and Lauren Navarro
  Morrison & Foerster LLP