The Guide to Compliance - Edition 2

The Guide to Compliance is the first guide to tackle the compliance side of the enforcement equation in a systematic way. It combines a tour d’horizon of the rules in place around the world with specific practical advice for corporations and their counsel, and a scan of the horizon in parts two and three. It is part of the GIR technical library that has grown out of the Practitioner’s Guide to Global Investigations and now includes guides to, among other things, monitorships and sanctions.

Contents:

Introduction
Johanna Walsh, Alejandra Montenegro Almonte and Alison Pople QC

Part I: Global Compliance Requirements and Enforcement

• UK Compliance Requirements
  Niki Stephens, Alison Geary, Min Weaving and Elizabeth
• UK Compliance Enforcement
  Alison Pople KC and Fallon Alexis
• US Compliance Requirements
  Alejandra Montenegro Almonte, Ann K Sultan and FeiFei (Andrea) Ren
• US Compliance Enforcement
  Kara Brockmeyer, Ivona Josipovic, Andreas A Glimenakis and Berk Guler
• Asia-Pacific Compliance Requirements
  Kyle Wombolt, Pamela Kiesselbach, Valerie Tao and Antony Crockett
• Asia-Pacific Compliance Enforcement
  Mini vandePol, Christine Cuthbert, Gerald Lam, Andrea Kan and Yuki Yung
• Latin America Compliance Requirements
  Daniel S Kahn and Brooke Theodora
• Latin America Compliance Enforcement: Argentina, Brazil and Mexico
  Maximiliano D'Auro, Rodrigo Allende, Eloy Rizzo, André Luis Leme, Victoria Teles Manhães Barreto Arcos, Carlos Chávez and Marianela Romero

Part II: Compliance Issues in Practice

• Navigating Global Compliance Issues
  Ali Sallaway, Zara Merali, Daniel Travers and Xin Liu
• Compliance Issues in Corporate Transactions
  Georgie Farrant, Gareth Austin, Michelle Rae Heisner, Andrew Martin and Lewis Assness
• The Role of Audit and Monitoring in Compliance
  Jean-Michel Ferat and Shelly Mady
• Navigating Issues in Global Financial Crime Compliance: an In-House UK and US Perspective
  Tom Littlechild and Logan Perel

Part III: Emerging Compliance Fields

• Compliance Issues in Cryptocurrency
  Kayvan B Sadeghi and Lawrence W McMahon
• Compliance Issues in ESG Matters
  Matthew Ewens, Charlotte Wilson and Christopher Gribbin
• Understanding and Shaping Organisational Culture to Disrupt the Cycle of Misconduct
  Zachary Coseglia, Amanda Raad, Caitlin Handron, Leah Dowd, Jeffrey Irwin and Karina Thomas